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R Jeffrey Sands

Herbert J. Sims & CO, Inc.

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About R Jeffrey Sands

R Jeffrey Sands is a financial professional with over 20 years of experience in the industry. Sands is registered with Herbert J. Sims & Co, Inc. and holds the Series 7, 24, 50, 79TO, and 99TO licenses. Sands is a principal for Herbert J. Sims & Co, Inc. and has worked there since June 29, 2001. The advisor is located in Fairfield, CT and is a Series 24 principal. Sands has been active in the industry since June 29, 2001.

Firm Information

R Sands is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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R Sands’s Registration & Firm History

CT

06/29/2001 - Present

Herbert J. Sims & CO, Inc. (FAIRFIELD CT)

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Licenses & Designations

BC

Issued 11/30/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 06/28/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for R Jeffrey Sands.
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