Unclaimed
R Jeffrey Sands is a financial professional with over 20 years of experience in the industry. Sands is registered with Herbert J. Sims & Co, Inc. and holds the Series 7, 24, 50, 79TO, and 99TO licenses. Sands is a principal for Herbert J. Sims & Co, Inc. and has worked there since June 29, 2001. The advisor is located in Fairfield, CT and is a Series 24 principal. Sands has been active in the industry since June 29, 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/29/2001 - Present
Herbert J. Sims & CO, Inc. (FAIRFIELD CT)
BC
Issued 11/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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