Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you R? Claim Your ProfileR Gene Gaillard is a financial advisor with Janney Montgomery Scott LLC. R Gene Gaillard has been in the financial services industry since 1987. R Gene Gaillard is registered with the Securities and Exchange Commission and has been a registered representative since 1987. R Gene Gaillard is also registered with the Financial Industry Regulatory Authority (FINRA) and is a member of FINRA. R Gene Gaillard specializes in financial planning, pension consulting, and educational seminars. R Gene Gaillard also provides portfolio management for individuals and businesses. R Gene Gaillard was previously employed by WELLS FARGO ADVISORS LLC and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
12/07/2017 - Present
Janney Montgomery Scott LLC (YARDLEY PA)
NJ
01/01/2008 - 12/13/2017
WELLS FARGO CLEARING SERVICES, LLC (LAWRENCEVILLE NJ)
NJ
12/06/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PRINCETON NJ)
NY
10/24/1994 - 12/20/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
11/25/1987 - 10/25/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 01/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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