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R. Devereux Slingluff

Lombard Securities Inc.

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About R. Devereux Slingluff

R. Devereux Slingluff has been in the securities industry since August 3, 1978. R. Devereux Slingluff is currently registered with Lombard Securities Inc. and previously worked at Legg Mason Wood Walker, Incorporated and Legg Mason Masten Inc.. R. Devereux Slingluff holds Series 5, 7, 63, and 65 licenses as well as the SIE exam. R. Devereux Slingluff is registered in California, Florida, Maryland, New Mexico, South Carolina, Vermont, and West Virginia.

Firm Information

R. Slingluff is currently registered with Lombard Securities Inc.. Lombard Securities Inc. is a corporation formed on July 25, 1990, with an approved status. It is registered in all 50 U.S. states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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R. Slingluff’s Registration & Firm History

MD

02/07/1994 - Present

Lombard Securities Inc. (BALTIMORE MD)

NA

11/03/1987 - 01/26/1994

LEGG MASON WOOD WALKER, INCORPORATED

MD

09/10/1984 - 01/26/1994

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NA

10/30/1987 - 11/04/1987

LEGG MASON MASTEN INC.

NA

07/24/1978 - 10/09/1984

BAKER, WATTS & CO.

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Licenses & Designations

IA

Issued 12/11/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/03/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/1982

Series 5 - Interest Rate Options Examination

BC

Issued 07/15/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for R. Devereux Slingluff. Review regulatory record here.
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