Unclaimed
R. Devereux Slingluff has been in the securities industry since August 3, 1978. R. Devereux Slingluff is currently registered with Lombard Securities Inc. and previously worked at Legg Mason Wood Walker, Incorporated and Legg Mason Masten Inc.. R. Devereux Slingluff holds Series 5, 7, 63, and 65 licenses as well as the SIE exam. R. Devereux Slingluff is registered in California, Florida, Maryland, New Mexico, South Carolina, Vermont, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
02/07/1994 - Present
Lombard Securities Inc. (BALTIMORE MD)
NA
11/03/1987 - 01/26/1994
LEGG MASON WOOD WALKER, INCORPORATED
MD
09/10/1984 - 01/26/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
07/24/1978 - 10/09/1984
BAKER, WATTS & CO.
IA
Issued 12/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1982
Series 5 - Interest Rate Options Examination
BC
Issued 07/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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