Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you R.? Claim Your ProfileR. Dennis Hall is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since February 9, 1999. R. Dennis Hall holds Series 6, 7, 26, 63, and SIE licenses. R. Dennis Hall has been registered with the state of Rhode Island since October 23, 2009. Previously, R. Dennis Hall was registered with BANC OF AMERICA INVESTMENT SERVICES, INC., FIDELITY BROKERAGE SERVICES LLC, and SIGNATOR INVESTORS, INC.. R. Dennis Hall specializes in providing financial advice to a variety of clients, including individuals, high-net-worth individuals, corporations, and other businesses. R. Dennis Hall's current firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large firm with over $1 trillion in assets under management. The firm provides a variety of financial services, including investment management, financial planning, and retirement planning. R. Dennis Hall is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
RI
09/07/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
RI
04/15/2004 - 11/30/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
04/06/1998 - 03/15/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
BC
Issued 10/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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