Unclaimed
R. Aaron Miller is an investment advisor representative with Northwestern Mutual Investment Services, LLC. R. Aaron Miller has been in the securities industry since 2003 and has been registered with FINRA since 2008. R. Aaron Miller is currently registered in 51 states. R. Aaron Miller also has a license to act as an Investment Advisor Representative in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
05/27/2008 - Present
Northwestern Mutual Investment Services, LLC (BOSTON MA)
BOTH
Issued 3/3/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/4/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/7/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/25/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/18/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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