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Quyen The Nguyen

SVB Asset Management

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About Quyen The Nguyen

Quyen Nguyen is a registered investment advisor representative with SVB Asset Management in San Francisco, California. Quyen has been in the industry since 2010. Prior to joining SVB Asset Management, Quyen worked at SVB Securities, A Non-Bank Affiliate of Silicon Valley Bank, MML Investors Services, LLC, and First Command Financial Planning, Inc. Quyen holds a Series 7, 24, 53, 63, and 66 license.

Firm Information

Quyen Nguyen is currently registered with SVB Asset Management. SVB Asset Management, headquartered in SAN FRANCISCO, CA, is a registered investment advisor with over $32 billion in regulatory assets under management. They provide portfolio management for businesses, pooled investment vehicles, and publish periodicals. They primarily serve corporations and other businesses, as well as insurance companies and other investment advisors.
SVB Asset Management

222 2ND STREET

SAN FRANCISCO, CA 94105

$32.09B

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Money market fund revenue sharing fees

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Quyen Nguyen’s Registration & Firm History

CA

05/21/2014 - Present

SVB Asset Management (SAN FRANCISCO CA)

CA

05/20/2014 - 06/25/2019

SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK (SANTA CLARA CA)

CA

06/15/2011 - 05/20/2014

MML INVESTORS SERVICES, LLC (SAN JOSE CA)

CA

03/03/2010 - 11/08/2010

FIRST COMMAND FINANCIAL PLANNING, INC. (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 04/26/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/02/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/25/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Quyen The Nguyen.
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