Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Quintin? Claim Your ProfileQuintin Harris is a financial professional with over 17 years of experience in the securities industry. He is currently registered with Lument Securities, LLC in Deephaven, Minnesota. He holds a Series 7, Series 63, and Series 79TO license as well as the SIE exam. His previous experience includes time at LANCASTER POLLARD & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/02/2019 - Present
Lument Securities, LLC (Deephaven MN)
MN
08/17/2005 - 01/02/2019
LANCASTER POLLARD & CO., LLC (Excelsior MN)
BC
Issued 06/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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