Unclaimed
Quinten Edward Spivey is a financial advisor with Benjamin F. Edwards & Company, Inc. Quinten has been in the industry since 1995. He is registered to provide investment advisory services in 18 states including, but not limited to, California, Florida, Illinois, Missouri, and Texas. Quinten holds the Series 3, 7, 9, 10, 63 and 66 licenses. Quinten has previously worked for Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. Quinten has earned various designations and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
01/11/2012 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
IL
01/01/2008 - 01/13/2012
WELLS FARGO ADVISORS, LLC (FAIRVIEW HEIGHTS IL)
IL
01/03/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FAIRVIEW HEIGHTS IL)
BOTH
Issued 08/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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