Unclaimed
Quinn P Shaw is a registered investment advisor representative with The Ayco Company, LP and has over 5 years of experience in the financial services industry. Quinn has been registered with FINRA since December 2018. Quinn is also a registered investment advisor representative in 23 states and holds Series 3, 7TO, and 66 licenses. Quinn is a graduate of the University of Illinois at Urbana Champaign with a degree in finance. Quinn specializes in providing financial advice to individuals, families, and businesses. Previously, Quinn worked as a financial advisor at Mercer Allied Company, L.P. in Deerfield, IL. Quinn also worked as a valuation consultant at Duff and Phelps, LLC in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/18/2022 - Present
THE Ayco Company, LP (Newport Beach CA)
IL
12/21/2018 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (DEERFIELD IL)
BOTH
Issued 01/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2021
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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