Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Quinn? Claim Your ProfileQuinn Carlson is a financial professional with over 20 years of experience in the industry. Quinn is currently registered with Finalis Securities LLC. Quinn previously worked with M&A Securities Group, Inc., Duff & Phelps Securities LLC, Deutsche Bank Securities Inc. and Ernst & Young Corporate Finance LLC. Quinn holds licenses in Series 63, Series 28, Series 24, Series 79TO, SIE, and Series 7. Quinn is currently registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/30/2020 - Present
Finalis Securities LLC (New York NY)
MO
01/30/2017 - 02/08/2019
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
IL
06/20/2012 - 08/14/2015
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
NY
07/19/2005 - 11/19/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IL
06/20/2001 - 06/11/2004
ERNST & YOUNG CORPORATE FINANCE LLC (CHICAGO IL)
BC
Issued 07/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2019
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 06/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Quinn Carlson is the right advisor for you? Invested Better is here to help.
