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Quincy Deearl Caldwell

Empirikal Partners LLC

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About Quincy Deearl Caldwell

Quincy Caldwell is an investment advisor representative with Empirikal Partners LLC. Quincy has been in the financial services industry since June 2011. Quincy is registered with the state of Texas. Quincy previously worked at Supreme Alliance LLC, PlanMember Securities Corporation, Veritrust Financial, LLC, Ridgeway & Conger, Inc., and IMS Securities, Inc. Quincy holds the following licenses: Series 66, Series 24, Series 52, SIE, and Series 7.

Firm Information

Quincy Caldwell is currently registered with Empirikal Partners LLC. Empirikal Partners LLC is an investment advisor registered with the SEC, managing approximately $88 million in assets for 170 clients. They offer financial planning and portfolio management services for individuals, high-net-worth individuals, and charitable organizations.

$88.00M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Quincy Caldwell’s Registration & Firm History

AZ

01/09/2023 - Present

Empirikal Partners LLC (PHOENIX AZ)

TX

10/01/2020 - 01/02/2023

SUPREME ALLIANCE LLC (Katy TX)

TX

10/07/2013 - 10/19/2018

PLANMEMBER SECURITIES CORPORATION (Katy TX)

TX

04/09/2013 - 10/07/2013

VERITRUST FINANCIAL, LLC (AUSTIN TX)

NY

11/17/2011 - 06/04/2013

RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)

TX

03/22/2011 - 09/12/2011

VERITRUST FINANCIAL, LLC (AUSTIN TX)

TX

06/14/2010 - 03/22/2011

IMS SECURITIES, INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 09/11/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/09/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 5 public disclosures for Quincy Deearl Caldwell. Review regulatory record here.
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