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Quincy Charles Garcia

Cetera Advisors LLC

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About Quincy Charles Garcia

Quincy Charles Garcia is a financial professional with over 20 years of experience in the industry. Quincy is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Quincy is a registered representative and investment advisor representative in the state of Texas. Quincy has held previous positions with NYLIFE Securities LLC and Fidelity Brokerage Services LLC.

Firm Information

Quincy Garcia is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Quincy Garcia’s Registration & Firm History

TX

08/22/2024 - Present

Cetera Advisors LLC (DALLAS TX)

TX

01/31/2019 - 05/06/2019

NYLIFE SECURITIES LLC (DALLAS TX)

TX

04/16/2001 - 03/14/2018

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 12/14/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/11/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/04/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Quincy Charles Garcia.
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