Unclaimed
Qui trung gabriel Nguyen is a registered representative with BNP Paribas Securities Corp. Qui trung gabriel Nguyen has been in the securities industry since 2008. Qui trung gabriel Nguyen is licensed to sell securities in all 50 states, the District of Columbia and Puerto Rico. Qui trung gabriel Nguyen also holds the Series 7, Series 24 and SIE licenses. Qui trung gabriel Nguyen was previously registered with CREDIT SUISSE SECURITIES (USA) LLC and BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/11/2010 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
01/25/2010 - 08/27/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/10/2008 - 01/14/2010
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 10/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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