Unclaimed
Quenton John Spencer is a financial professional with over 30 years of experience in the financial services industry. Quenton is currently registered with LPL Financial LLC, serving clients from the Lindenhurst, NY office. Quenton has also been associated with a number of other firms throughout his career, including Waterstone Financial Group, Inc., Worthmark Financial Services, LLC, MONY Securities Corporation, Trusted Securities Advisors Corp., Washington Square Securities, Inc., Reliastar Financial Marketing Corp., Integrated Resources Equity Corporation and First Investors Corporation. Quenton is licensed to conduct business in New York and New Jersey. Quenton specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/08/2009 - Present
LPL Financial LLC (LINDENHURST NY)
NY
07/22/2005 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (LINDENHURST NY)
MN
03/08/2005 - 07/25/2005
WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)
NY
12/02/2003 - 03/03/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
05/23/2001 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
CT
10/01/1995 - 05/16/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
01/22/1990 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
NA
03/17/1988 - 08/30/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/10/1987 - 03/16/1988
FIRST INVESTORS CORPORATION
BC
Issued 02/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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