Unclaimed
Quenton Alexander Stokes is a financial advisor based in Austin, Texas. Quenton Stokes is currently registered with Kestra Investment Services, LLC. Quenton Stokes has been in the financial services industry since September 11, 2022. Prior to joining Kestra Investment Services, LLC, Quenton Stokes was employed by Northwestern Mutual Investment Services, LLC, also based in Austin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/29/2022 - Present
Kestra Investment Services, LLC (AUSTIN TX)
TX
09/12/2022 - 12/01/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (AUSTIN TX)
BC
Issued 09/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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