Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Quentin? Claim Your ProfileQuentin Xavier Sampson is a financial professional who has been active in the industry since 2011. Currently, Quentin Sampson is registered with Charles Schwab & CO., Inc. and has been with the firm since June 2014. Previously, Quentin Sampson was registered with Fidelity Brokerage Services LLC and PNC Investments. Quentin Sampson holds licenses for both securities and investment advisory services, and is registered with both the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Quentin Sampson has earned a number of industry credentials, including the Series 63, Series 66, Series 7, Series 9, Series 10, and Securities Industry Essentials (SIE) exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
06/05/2015 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
IN
08/08/2013 - 04/02/2014
FIDELITY BROKERAGE SERVICES LLC (INDIANAPOLIS IN)
IN
01/22/2013 - 07/26/2013
PNC INVESTMENTS (ST. CARMEL IN)
IN
03/09/2011 - 01/10/2013
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
BOTH
Issued 06/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Quentin Sampson is the right advisor for you? Invested Better is here to help.
