Unclaimed
Quentin B. Stephens is a financial professional with over 20 years of experience in the industry. Quentin is currently registered with Fidelity Brokerage Services LLC and holds a variety of licenses and registrations including Series 63, Series 10, Series 9, SIE and Series 7. Quentin is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
01/08/2002 - Present
Fidelity Brokerage Services LLC (CENTERVILLE UT)
BC
Issued 01/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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