Invested Better
Unclaimed

Unclaimed

Unclaimed

Quentin Andrew Hoffman

UBS Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Quentin? Claim Your Profile

About Quentin Andrew Hoffman

Quentin Hoffman is a financial professional with over 6 years of experience in the financial industry. Currently, Quentin is registered with UBS Securities LLC and UBS Financial Services Inc. in the state of New York. Prior to joining UBS, Quentin worked with Morgan Stanley & Co. LLC and Morgan Stanley. Quentin has passed the Securities Industry Essentials Examination and Operations Professional Examination. Quentin is also registered with FINRA.

Firm Information

Quentin Hoffman is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Quentin Hoffman’s Registration & Firm History

NY

03/17/2016 - Present

UBS Securities LLC (NEW YORK NY)

NY

03/24/2015 - 04/07/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

03/17/2014 - 04/07/2016

MORGAN STANLEY (PURCHASE NY)

Not sure if Quentin Andrew Hoffman is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Quentin Andrew Hoffman.
Not sure if Quentin Andrew Hoffman is right for you?