Unclaimed
Quentin Hoffman is a financial professional with over 6 years of experience in the financial industry. Currently, Quentin is registered with UBS Securities LLC and UBS Financial Services Inc. in the state of New York. Prior to joining UBS, Quentin worked with Morgan Stanley & Co. LLC and Morgan Stanley. Quentin has passed the Securities Industry Essentials Examination and Operations Professional Examination. Quentin is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/17/2016 - Present
UBS Securities LLC (NEW YORK NY)
NY
03/24/2015 - 04/07/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
03/17/2014 - 04/07/2016
MORGAN STANLEY (PURCHASE NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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