Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Queenie? Claim Your ProfileQueenie Yuen is a financial professional with over a decade of experience in the financial services industry. Queenie holds a variety of licenses including Series 7, Series 55, Series 63, and Series 57TO. Currently, Queenie is registered with Liquidnet, Inc. where she has been employed since August 2019. Prior to joining Liquidnet, Inc., Queenie worked at KEPLER CAPITAL MARKETS, INC. and BARCLAYS CAPITAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/05/2019 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
06/30/2016 - 08/12/2019
KEPLER CAPITAL MARKETS, INC. (NEW YORK NY)
NY
06/03/2011 - 06/03/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 06/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Queenie Yuen is the right advisor for you? Invested Better is here to help.
