Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Que? Claim Your ProfileQue Tran is a financial advisor with Fidelity Brokerage Services LLC in Greenwood Village, Colorado. Que has over two years of experience in the financial services industry. Que has a Series 7, Series 63 and a SIE license. Que previously worked at CHARLES SCHWAB & CO., INC. in Lone Tree, Colorado. Que is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Colorado. Que is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/27/2023 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
10/15/2021 - 03/15/2023
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 11/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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