Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Quang? Claim Your ProfileQuang Tran is a registered representative at Regions Securities LLC. Quang has been in the financial services industry for over 10 years. Quang has a strong background in investment banking and has held previous roles at ClearSight Capital Advisors, Inc., Updata Securities, Inc., and Wachovia Capital Markets, LLC. Quang holds the Series 63, SIE, Series 79, and Series 7 licenses. Quang is registered to sell securities in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
02/14/2022 - Present
Regions Securities LLC (McLean VA)
VA
12/04/2014 - 12/31/2021
CLEARSIGHT CAPITAL ADVISORS, INC (MCLEAN VA)
VA
04/09/2005 - 03/06/2007
UPDATA SECURITIES, INC. (RESTON VA)
NC
04/14/2004 - 03/08/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 11/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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