Unclaimed
Quang Ngoc Nguyen is a financial advisor with Edward Jones. Quang is registered as a broker and an investment advisor in several states, including Maine, Texas, and others. Quang Ngoc Nguyen has been working in the financial services industry since 2015 and has extensive experience helping individuals and businesses with their financial planning needs. Quang is committed to providing clients with personalized advice and guidance, tailored to their specific financial goals. At Edward Jones, Quang is dedicated to helping clients achieve their financial goals through a variety of services, including investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ME
07/07/2023 - Present
Edward Jones (SACO ME)
ME
09/26/2018 - 07/07/2023
MML INVESTORS SERVICES, LLC (FALMOUTH ME)
BC
Issued 10/03/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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