Unclaimed
Quang Ly is a registered representative with J.P. Morgan Securities LLC, a broker-dealer with a national presence. Quang is licensed in the state of Texas and has a Series 63, Series 6TO and SIE license. Quang is a licensed agent with experience in a variety of financial products. Quang is an active member of the financial industry and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
03/15/2024 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
BC
Issued 01/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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