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Quang Le anh Nguyen

U.s. Bancorp Investments, Inc.

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About Quang Le anh Nguyen

Quang Nguyen Le Anh is a financial advisor with over 8 years of experience in the financial services industry. Quang is currently registered with U.S. Bancorp Investments, Inc. and holds Series 6, 7, 63, and 66 licenses. Quang has previously worked with J.P. Morgan Securities LLC and Citigroup Global Markets Inc.. Quang is a veteran of the U.S. Army Reserves. In addition to Quang's professional work, Quang also owns and manages rental properties.

Firm Information

Quang Nguyen is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Quang Nguyen’s Registration & Firm History

CA

02/15/2022 - Present

U.s. Bancorp Investments, Inc. (Milpitas CA)

CA

08/13/2019 - 01/04/2022

CITIGROUP GLOBAL MARKETS INC. (LAFAYETTE CA)

CA

05/29/2014 - 08/15/2019

J.P. MORGAN SECURITIES LLC (SAN JOSE CA)

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Licenses & Designations

BOTH

Issued 07/10/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Quang Le anh Nguyen.
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