Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Quan? Claim Your ProfileQuan Wei Lee is a financial advisor with Charles Schwab & Co., Inc. Quan has been in the financial services industry since November 1997 and has experience with a variety of firms including TD Ameritrade, Inc., Scottrade, Inc., and Quick & Reilly, Inc. Quan is registered to provide investment advisory services in California. Quan also provides services to clients in Florida, Idaho, Illinois, Maryland, Massachusetts, Nevada, New York, Oregon, Texas, and Washington. Quan Wei Lee is an experienced financial advisor with a long history of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Brea CA)
CA
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (Brea CA)
CA
11/22/2006 - 02/26/2018
SCOTTRADE, INC. (ROWLAND HEIGHTS CA)
CA
05/24/2002 - 11/17/2006
TD AMERITRADE, INC. (PASADENA CA)
NY
05/21/1999 - 05/16/2002
QUICK & REILLY, INC. (NEW YORK NY)
MD
11/10/1997 - 05/10/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 01/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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