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Quan Nguyen

Thrivent Investment Management Inc.

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About Quan Nguyen

Quan Nguyen is an investment advisor representative with Thrivent Investment Management Inc. Quan has been working in the financial industry for over 13 years and has held various roles at firms such as Santander Securities LLC, PRUCO Securities, LLC. and Citizens Securities, Inc. Quan holds multiple licenses and has passed several industry exams, including the Series 6, 7, 63 and 65. Quan is licensed in several states, including Massachusetts, Oklahoma, Texas, and many more. Quan specializes in helping individuals and families achieve their financial goals. Quan is committed to providing personalized financial advice and is dedicated to helping clients make informed decisions about their investments.

Firm Information

Quan Nguyen is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Quan Nguyen’s Registration & Firm History

MA

09/05/2023 - Present

Thrivent Investment Management Inc. (Dedham MA)

MA

01/05/2021 - 06/09/2023

CITIZENS SECURITIES, INC. (SHARON MA)

MA

05/01/2013 - 08/28/2020

SANTANDER SECURITIES LLC (BOSTON MA)

MA

09/14/2009 - 01/28/2013

PRUCO SECURITIES, LLC. (MARLBOROUGH MA)

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Licenses & Designations

IA

Issued 11/01/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2017

Series 7 - General Securities Representative Examination

BC

Issued 09/11/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Quan Nguyen.
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