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Qiufang Shen

Moomoo Financial Inc.

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About Qiufang Shen

Qiufang Shen is a registered representative with Moomoo Financial Inc. and Futu Clearing Inc. Qiufang has over 20 years of experience in the financial services industry and is licensed to provide investment advice in California and Texas. Qiufang specializes in providing a wide range of financial services to individuals and businesses. Qiufang has a strong track record of success and is committed to providing her clients with the highest level of service.

Firm Information

Qiufang Shen is currently registered with Moomoo Financial Inc.. Moomoo Financial Inc. is a Corporation that was formed on December 17, 2015. It is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Qiufang Shen’s Registration & Firm History

NJ

03/06/2024 - Present

Moomoo Financial Inc. (JERSEY CITY NJ)

TX

09/01/2021 - 04/29/2022

PUBLIC VENTURES, LLC (ADDISON TX)

FL

03/06/2019 - 03/23/2021

VELOX CLEARING LLC (MIAMI FL)

TX

04/05/2013 - 02/28/2019

APEX CLEARING CORPORATION (DALLAS TX)

TX

11/06/2012 - 03/07/2013

CANTOR FITZGERALD & CO. (DALLAS TX)

TX

06/11/2012 - 11/06/2012

APEX CLEARING CORPORATION (DALLAS TX)

TX

01/05/2006 - 08/01/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

CA

07/31/2000 - 02/24/2006

WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)

CA

06/24/2002 - 12/31/2005

COMPUTER CLEARING SERVICES INC (GLENDALE CA)

CA

02/10/1999 - 07/31/2000

THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/11/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/11/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/06/2000

Series 27 - Financial and Operations Principal Examination

BC

Issued 07/08/1999

Series 4 - Registered Options Principal Examination

BC

Issued 05/26/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Qiufang Shen.
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