Unclaimed
Qingmiao Gan is a registered representative with Needham & Company, LLC. Qingmiao has passed the Series 63, Series 79TO, and SIE exams. Qingmiao Gan is currently registered in California, Illinois, Massachusetts, Minnesota, and New York. Qingmiao Gan is registered with FINRA and has been active in the financial industry for several years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
CA
04/12/2022 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
BC
Issued 05/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Qingmiao Gan is the right advisor for you? Invested Better is here to help.