Unclaimed
Qing Sheng is a financial professional with over 12 years of experience in the industry. Qing is currently registered with Stonex Financial Inc. and is a Series 7, Series 24, Series 55, Series 57TO, and Series 63 licensed professional. Previously, Qing has held positions with UBS Securities LLC, SCUDDER INVESTOR SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, DEUTSCHE BANC ALEX. BROWN INC., and CREDIT SUISSE FIRST BOSTON CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/24/2023 - Present
Stonex Financial Inc. (WINTER PARK FL)
NY
12/13/2010 - 05/13/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
05/23/2005 - 01/10/2006
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
02/03/2003 - 02/04/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/22/2000 - 09/18/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
NY
04/07/1997 - 05/13/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 11/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/13/2015
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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