Invested Better
Unclaimed

Unclaimed

Unclaimed

Qin Chen

Santander US Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Qin? Claim Your Profile

About Qin Chen

Qin Chen is an investment banking professional with experience in the financial services industry. Qin is currently registered with Santander US Capital Markets LLC in New York, NY. Qin was previously registered with Santander Investment Securities Inc. in New York, NY. Qin holds the Series 63, Series 79TO and SIE licenses.

Firm Information

Qin Chen is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Qin Chen’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

10/08/2021 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

Not sure if Qin Chen is right for you?

Licenses & Designations

BC

Issued 10/22/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/24/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Qin Chen.
Not sure if Qin Chen is right for you?