Unclaimed
Qin Chen is an investment banking professional with experience in the financial services industry. Qin is currently registered with Santander US Capital Markets LLC in New York, NY. Qin was previously registered with Santander Investment Securities Inc. in New York, NY. Qin holds the Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/08/2021 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 10/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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