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Qiaochu Chen

Haitong International Securities (usa) Inc.

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About Qiaochu Chen

Qiaochu Chen is a registered representative with Haitong International Securities (usa) Inc. in New York, New York. Qiaochu Chen has passed the Series 63, Series 7TO, Series 79TO, and SIE exams. Qiaochu Chen is registered with the state of New York.

Firm Information

Qiaochu Chen is currently registered with Haitong International Securities (usa) Inc.. Haitong International Securities (usa) Inc. is a corporation formed in 2004. It is registered in 25 states and is also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Qiaochu Chen’s Registration & Firm History

NY

12/22/2023 - Present

Haitong International Securities (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Qiaochu Chen.
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