Unclaimed
Qiaochu Chen is a registered representative with Haitong International Securities (usa) Inc. in New York, New York. Qiaochu Chen has passed the Series 63, Series 7TO, Series 79TO, and SIE exams. Qiaochu Chen is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/22/2023 - Present
Haitong International Securities (usa) Inc. (NEW YORK NY)
BC
Issued 01/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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