Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Qianni? Claim Your ProfileQianni Gu Mount is a registered representative with UBS Securities LLC. She has been in the industry since April 2019 and is licensed to sell securities in New York. Previously, Qianni Gu Mount worked for UBS Financial Services Inc. in Weehawken, New Jersey. Qianni Gu Mount holds the Series 99TO (Operations Professional Examination) and Series SIE (Securities Industry Essentials Examination) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/08/2019 - Present
UBS Securities LLC (NEW YORK NY)
NJ
04/08/2019 - 03/30/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 04/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2019
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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