Unclaimed
Qiang Li is a financial advisor at Wells Fargo Securities, LLC. Qiang has been in the industry since 2009. Qiang is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). Qiang Li has a Series 7, 63, 79 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/12/2011 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
09/19/2005 - 08/28/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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