Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Qian? Claim Your ProfileQian Zhao is a financial advisor who has been in the financial services industry since 2016. Qian has a wide range of experience working with different firms like Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors, LLC. Currently, Qian is associated with Fidelity Personal and Workplace Advisors. Qian Zhao holds several licenses including Series 7, Series 66, Series 7TO, and SIE. Qian is registered in multiple states including California, Texas, Alaska, Arizona, Arkansas, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Rhode Island, Tennessee, Utah, Vermont, Virgin Islands, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/04/2022 - Present
Fidelity Personal AND Workplace Advisors (LOS GATOS CA)
CA
02/23/2021 - 05/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
10/17/2019 - 01/28/2021
EDWARD JONES (SANTA CLARA CA)
CA
10/10/2013 - 05/09/2014
WELLS FARGO ADVISORS, LLC (SAN LEANDRO CA)
CA
01/03/2011 - 02/24/2012
WELLS FARGO ADVISORS, LLC (CUPERTINO CA)
CA
08/28/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
BOTH
Issued 11/7/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 9/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 8/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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