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Qian Yuan

Foreside Fund Services, LLC

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About Qian Yuan

Qian Yuan is a registered representative with Foreside Fund Services, LLC. Qian has passed the Series 63, Series 7TO, and SIE exams. Qian is licensed to sell securities in 50 states and the District of Columbia. Qian is currently registered as a broker and is not registered as an investment advisor.

Firm Information

Qian Yuan is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Qian Yuan’s Registration & Firm History

NY

03/13/2023 - Present

Foreside Fund Services, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Qian Yuan.
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