Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Qian? Claim Your ProfileQian Lu is a securities professional with over 13 years of experience in the financial services industry. Qian is currently registered with Royal Treasure Securities LLC and is licensed to sell securities in Georgia and New York. Prior to joining Royal Treasure Securities LLC, Qian was previously registered with Global Alliance Securities LLC, Tripoint Global Equities, LLC, Hudson Securities, INC., and Westminster Securities Corporation. Qian holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/02/2024 - Present
Royal Treasure Securities LLC (NEW YORK NY)
SC
10/18/2016 - 09/03/2019
GLOBAL ALLIANCE SECURITIES LLC (CHARLESTON (MT. PLEASANT) SC)
NA
05/11/2011 - 10/05/2016
TRIPOINT GLOBAL EQUITIES, LLC (BEIJING )
GA
02/20/2009 - 05/03/2011
HUDSON SECURITIES,INC. (ATLANTA GA)
GA
07/12/2006 - 03/17/2009
WESTMINSTER SECURITIES CORPORATION (ATLANTA GA)
BC
Issued 04/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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