Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Qian? Claim Your ProfileQian He is a registered representative with Ace Diversified Capital, Inc., with a branch office located in San Gabriel, CA. Qian He has been in the securities industry since February 2, 2006. Qian He has passed the Series 7, Series 63, SIE and Series 79TO exams. Qian He was previously employed by CVCAPITAL SECURITIES, LLC in Palo Alto, CA and ROTH CAPITAL PARTNERS, LLC in Central Hong Kong.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/29/2022 - Present
ACE Diversified Capital, Inc. (SAN GABRIEL, CA)
CA
12/15/2016 - 08/11/2022
CVCAPITAL SECURITIES, LLC (PALO ALTO CA)
NA
10/06/2005 - 08/16/2016
ROTH CAPITAL PARTNERS, LLC (CENTRAL HONG KONG )
BC
Issued 11/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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