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Qi Yan

Guggenheim Partners Investment Management, LLC

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About Qi Yan

Qi Yan is an investment advisor representative at Guggenheim Partners Investment Management, LLC. Qi Yan is registered in California and Oregon and has been in the industry since 2005. Qi Yan is a Series 65 license holder.

Firm Information

Qi Yan is currently registered with Guggenheim Partners Investment Management, LLC. Guggenheim Partners Investment Management, LLC is an investment advisor registered with the SEC. The firm, headquartered in Santa Monica, CA, provides a range of advisory services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also offer consulting and advisory services on transactions, structuring portfolios, and risk analytics. The firm manages over $208 billion in assets for a variety of clients, including insurance companies, investment companies, charitable organizations, and more.
Guggenheim Partners Investment Management, LLC

100 WILSHIRE BLVD

SANTA MONICA, CA 90401

$208.75B

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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consultation/advisement on transactions/structuring portfolios/risk analytics

Consultation/advisement on transactions/structuring portfolios/risk analytics

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Qi Yan’s Registration & Firm History

CA

09/12/2024 - Present

Guggenheim Partners Investment Management, LLC (SANTA MONICA CA)

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Licenses & Designations

IA

Issued 10/08/2007

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Qi Yan.
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