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Qi Guo

Aime Capital Markets LLC

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About Qi Guo

Qi Guo is a registered representative with Aime Capital Markets LLC, based in GREAT NECK, NY. Qi has been in the securities industry since 2008, and is licensed to sell securities in New York. Qi has held previous positions at US TIGER SECURITIES, INC., W.R. HAMBRECHT + CO., LLC, THINKEQUITY LLC, and PACIFIC CREST SECURITIES LLC. Qi holds the following licenses: Series 63, Series 24, Series 79TO, Series 7TO, SIE, Series 87, Series 86 and Series 7. Qi is committed to providing clients with personalized investment advice and guidance.

Firm Information

Qi Guo is currently registered with Aime Capital Markets LLC. Aime Capital Markets LLC is a Limited Liability Company formed in New York on July 7, 2022. The firm is registered with the SEC and the state of New York.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Qi Guo’s Registration & Firm History

NY

04/05/2024 - Present

Aime Capital Markets LLC (GREAT NECK NY)

NY

11/14/2022 - 04/02/2024

US TIGER SECURITIES, INC. (NEW YORK NY)

CA

04/14/2015 - 03/09/2016

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

CA

07/21/2009 - 11/05/2012

THINKEQUITY LLC (SAN FRANCISCO CA)

OR

04/04/2008 - 07/14/2009

PACIFIC CREST SECURITIES LLC (PORTLAND OR)

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Licenses & Designations

BC

Issued 01/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2024

Series 24 - General Securities Principal Examination

BC

Issued 12/19/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/01/2022

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2008

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/09/2008

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/03/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Qi Guo.
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