Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Qi? Claim Your ProfileQi Guo is a registered representative with Aime Capital Markets LLC, based in GREAT NECK, NY. Qi has been in the securities industry since 2008, and is licensed to sell securities in New York. Qi has held previous positions at US TIGER SECURITIES, INC., W.R. HAMBRECHT + CO., LLC, THINKEQUITY LLC, and PACIFIC CREST SECURITIES LLC. Qi holds the following licenses: Series 63, Series 24, Series 79TO, Series 7TO, SIE, Series 87, Series 86 and Series 7. Qi is committed to providing clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/05/2024 - Present
Aime Capital Markets LLC (GREAT NECK NY)
NY
11/14/2022 - 04/02/2024
US TIGER SECURITIES, INC. (NEW YORK NY)
CA
04/14/2015 - 03/09/2016
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
07/21/2009 - 11/05/2012
THINKEQUITY LLC (SAN FRANCISCO CA)
OR
04/04/2008 - 07/14/2009
PACIFIC CREST SECURITIES LLC (PORTLAND OR)
BC
Issued 01/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/19/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/09/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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