Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Qi? Claim Your ProfileQi Chen is a registered representative with Houlihan Lokey Capital, Inc. based in New York, New York. Qi Chen has been in the industry since 2017. Qi Chen is registered with FINRA as an Investment Banking Registered Representative. Qi Chen holds the Series 79, Series 79TO and SIE licenses. Qi Chen is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/11/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
TX
08/07/2017 - 05/16/2019
HOULIHAN LOKEY CAPITAL, INC. (DALLAS TX)
BC
Issued 07/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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