Unclaimed
Q. Brad Fenn-anstruther is a financial advisor with Morgan Stanley and has been in the industry since 1994. Q. Brad Fenn-anstruther is registered with the state of Texas as an Investment Advisor Representative. In addition to Q. Brad Fenn-anstruther's current role at Morgan Stanley, Q. Brad Fenn-anstruther was previously employed by CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BILTMORE SECURITIES, INC, MURPHEY, MARSEILLES, SMITH & NAMMACK, INC., and BROOKSTREET SECURITIES CORPORATION. Q. Brad Fenn-anstruther holds a Series 7, Series 63, and Series 65 licenses. Q. Brad Fenn-anstruther holds a Series 7 license and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/12/2014 - Present
Morgan Stanley (Long Beach CA)
CA
06/16/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LONG BEACH CA)
NY
05/21/1997 - 06/23/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
04/08/1997 - 04/24/1997
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
NY
03/11/1997 - 04/14/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
CA
06/19/1996 - 03/11/1997
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
CA
09/16/1994 - 10/06/1995
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
IA
Issued 06/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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