Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Putra? Claim Your ProfilePutra L Johnson is a registered representative with Ernst & Young Capital Advisors, LLC and holds the Series 7, Series 63, Series 79, and Series 28 licenses. Putra has been in the financial services industry since 2013 and was previously employed by Deutsche Bank Securities Inc. Putra is licensed in 17 states including California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/26/2015 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
CA
11/18/2005 - 07/24/2008
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 01/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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