Unclaimed
Pulkit Sharma is a financial advisor with J.P. Morgan Institutional Investments Inc. based in New York, NY. Pulkit has been in the industry since August 2011 and holds a Series 3, Series 63, and Series 7 license. Pulkit is licensed to conduct securities business in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/05/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
BC
Issued 12/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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