Unclaimed
Puja Sonde is a financial professional registered with Scotia Capital (usa) Inc. Puja's professional experience includes holding the Series 63, Series 79TO and SIE licenses. Puja is a relatively new financial professional, having entered the industry in September 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/09/2024 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
BC
Issued 09/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/17/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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