Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Providencia? Claim Your ProfileProvidencia Mordan is a financial advisor with Citigroup Global Markets Inc. working in the Miami area. Providencia has been in the financial services industry since 2014. Providencia has registrations in all 50 states and the District of Columbia. Providencia has experience working at UBS Financial Services Inc. and Santander Securities LLC. Providencia holds the Series 4, 7, 24, 52TO, 53, and 66 licenses. Providencia is a registered representative of Citigroup Global Markets Inc. and an investment advisor representative of Citigroup Global Markets Inc. Citigroup Global Markets Inc. has over $50 Billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/28/2019 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
04/11/2017 - 07/27/2021
CITI INTERNATIONAL FINANCIAL SERVICES LLC (MIAMI FL)
FL
01/27/2016 - 03/17/2017
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
MA
08/13/2012 - 04/28/2014
SANTANDER SECURITIES LLC (BOSTON MA)
BOTH
Issued 11/05/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/19/2021
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/18/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Providencia Mordan is the right advisor for you? Invested Better is here to help.
