Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Proctor? Claim Your ProfileProctor Robison is a financial professional with over 23 years of experience in the industry. Proctor has a strong background in securities and commodities, holding licenses for Series 3, 7, 24, 31, and 63. Currently, Proctor is registered with Mesirow Financial, Inc. Proctor’s previous experience includes working with Vining-Sparks IBG, LLC, Guggenheim Capital Markets, LLC, Arbor Research & Trading, Inc., Bear, Stearns & Co. Inc., and Dean Witter Reynolds Inc. Proctor is currently registered in Alabama, California, Illinois, Michigan, New Jersey, New York, Ohio, and Wisconsin. Proctor holds a Series 65 license and is licensed in Illinois and New York. Proctor has a proven track record of success in providing financial advice and investment services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/27/2022 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
11/27/2018 - 05/20/2022
VINING-SPARKS IBG, LLC (CHICAGO IL)
IL
04/06/2009 - 11/27/2018
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
01/27/2009 - 05/05/2009
GUGGENHEIM CAPITAL MARKETS, LLC (CHICAGO IL)
IL
11/03/2008 - 01/12/2009
ARBOR RESEARCH & TRADING, INC. (LAKE BARRINGTON IL)
IL
08/23/1999 - 06/20/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
NY
10/26/1998 - 09/17/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1999
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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