Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Priyesh? Claim Your ProfilePriyesh Purushothaman is a financial professional with over 20 years of experience in the financial services industry. Priyesh is currently registered with Charles Schwab & CO., Inc. as a Registered Representative. Prior to that, Priyesh has also worked with other firms such as Stirlingshire Investments, Kepler Capital Markets, Inc., and Credit Agricole Cheuvreux North America, Inc. Priyesh is also a licensed Investment Advisor Representative in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
03/21/2024 - Present
Charles Schwab & CO., Inc. (Austin TX)
NY
01/20/2023 - 06/08/2023
STIRLINGSHIRE INVESTMENTS (NEW YORK CITY NY)
NY
07/11/2013 - 02/24/2021
KEPLER CAPITAL MARKETS, INC. (NEW YORK NY)
NY
02/21/2008 - 07/11/2013
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
NY
10/25/2001 - 12/12/2007
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
BOTH
Issued 03/04/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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