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Priyata Saraf

Morgan Stanley & Co. LLC

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About Priyata Saraf

Priyata Saraf is a financial professional with over three years of experience in the industry. Priyata is currently registered with Morgan Stanley & Co. LLC and is located in San Francisco, California. Priyata has passed the Series 63, SIE and Series 79 exams and is licensed in California and New York. Prior to joining Morgan Stanley, Priyata was employed by J.P. Morgan Securities LLC.

Firm Information

Priyata Saraf is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Priyata Saraf’s Registration & Firm History

CA

05/04/2020 - Present

Morgan Stanley & Co. LLC (San Francisco CA)

NY

02/07/2017 - 04/07/2020

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Priyata Saraf.
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