Unclaimed
Priyanka Chowdhury Sur is a financial professional with over 7 years of experience in the industry. She is currently registered with Peak6 Capital Management LLC, a firm she joined in February 2023. Prior to that, Priyanka worked at UBS Securities LLC from August 2016 to September 2022. Priyanka holds the Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/17/2023 - Present
Peak6 Capital Management LLC (New York NY)
NY
08/27/2016 - 09/07/2022
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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