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Priyanka Chowdhury Sur

Peak6 Capital Management LLC

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About Priyanka Chowdhury Sur

Priyanka Chowdhury Sur is a financial professional with over 7 years of experience in the industry. She is currently registered with Peak6 Capital Management LLC, a firm she joined in February 2023. Prior to that, Priyanka worked at UBS Securities LLC from August 2016 to September 2022. Priyanka holds the Series 63, SIE and Series 7 licenses.

Firm Information

Priyanka Sur is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Priyanka Sur’s Registration & Firm History

NY

02/17/2023 - Present

Peak6 Capital Management LLC (New York NY)

NY

08/27/2016 - 09/07/2022

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Priyanka Chowdhury Sur.
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