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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Priya? Claim Your ProfilePriya Aggarwal is a financial advisor with UBS Financial Services Inc. She has been in the financial services industry since August 29, 2003. Priya is registered with the state of California and has a Series 66, Series 7 and SIE license. Priya is also registered as an Investment Advisor Representative. She has a broad range of experience in the financial services industry. Priya has worked with clients in various investment areas, including stocks, bonds, mutual funds, and other investment products. She specializes in working with high-net-worth individuals, corporations, and trusts. Priya has a strong commitment to providing her clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/01/2005 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
NJ
10/14/2002 - 10/15/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 11/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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